Key Areas

2019 MMI
Titanium Partner 

Fiserv

2019 MMI
Platinum Partner 

BNY Mellon

2019 MMI
Cobalt Partner
 

Envestnet

 

 

Breaking News - "Constructive Delivery" of Mutual Fund Prospectuses to Discretionary Investment Advisers

We are pleased to share a significant and positive outcome to MMI's advocacy efforts to advance the interests of our members by obtaining guidance from the SEC staff that a broker-dealer can satisfy its prospectus delivery obligations under the federal securities laws by delivering prospectuses to investment advisers in managed account programs instead of their clients. The Division of Corporation Finance responded yesterday to a request for interpretive guidance submitted on MMI's behalf on April 2, 2019 by Morgan Lewis. Read more.

Looking Back: 2019 Sales & Marketing Leadership Summit

This year's sold-out Sales & Marketing Leadership Summit was one for the record books. We owe the success of the event to our expert speakers, fantastic sponsors, and engaged attendees. Take a look at some of our favorite memories from the event!

MMI Elects Five Firms to its Board of Governors

MMI has announced the election of five new firms to its Board of Governors. Each firm will be represented on the Board by an experienced, senior-level executive. Read more.

New Report – Fundamentals of Sustainable Investment: A guide for financial advisors

Amid growing investor interest in integrating ESG factors into investing, MMI and The Investment Integration Project (TIIP) are pleased to introduce a new guide to help financial advisors effectively integrate sustainable investing into their practices. Download the guide.

MMI-Cerulli “Advisory Solutions Quarterly” with Q4 2018 Data Available

MMI and Cerulli Associates are pleased to present the year-end 2018 edition of Advisory Solutions Quarterly, the quarterly data summary for MMI members. In addition, the MMI-Cerulli Advisory Solutions Data portal on Cerulli’s Lodestar platform has now been updated with Q4 2018 data. Read more.
Featured Events
Benefits of Membership
  • 2019 MMI Alternative Investments Forum

    June 3, 2019 | New York City
    Harvard Club of New York City

    35 West 44th Street
    New York, NY 10036

    Forum Co-Chairs:
    Jeremy Beal,     Managing Director, Head of Alternative Investments, Morgan Stanley Wealth Management
    Paul Weisenfeld, Director, National Accounts and Alternative Investments, Legg Mason
    • Conferences & Events
    • Monthly Webinars
    • Committee Memberships
    • Networking Opportunities
    Learn More about MMI in our Brochure.
    • Member Only Industry Data
    • Exclusive Industry Surveys
    • Proprietary Publications
    • Educational Workshops
    Get the latest MMI news & alerts by Subscribing.
    • Standardization Efforts
    • Regulatory Advocacy
    • Diversity Programs
    • Media Outreach
    Learn More about MMI in our Brochure
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MMI Center for Distribution Excellence

MMI/Morningstar Sustainable Investing Initiative

 

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