Regulatory Monitoring & Input






Joint Trade Comment Letter re: Regulation Best Interest [File Number S7-07-18];
Form CRS Relationship Summary; Amendments to Form ADV;
Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles [File Number S7-08-18]; and
Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers; Request for Comment on Enhancing Investment Adviser Regulation [File Number S7-09-18]
August 7, 2018