At MMI, we recognize the importance of staying proactive when it comes to regulatory monitoring and engagement. We believe a stronger industry comes from bringing voices together. Through our Legal and Compliance Community, MMI members exchange ideas, share information, and stay ahead of the evolving regulatory and compliance landscape. This collaborative approach keeps members up to date on important topics such as the Investment Adviser Rule, Marketing Rule, Fractional Share Principal Trade Relief Proposal, and other regulatory issues that may impact the industry.
One of the ways MMI members provide input and perspective on regulatory matters is through comment letters. These letters serve as a means for members to engage in dialogue with regulators, offering their formal recommendations, insights, and concerns on proposed regulations. By drawing upon the collective expertise of this community, MMI ensures that the interests of its members are represented and supports firms in navigating regulatory changes.
Together, we think forward to shape a more connected, resilient industry equipped to address the challenges and opportunities that arise in the future.
View the 2020-2024 Comment Letters Here