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Regulatory Monitoring & Input

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The Money Management Institute recognizes the importance of staying proactive when it comes to regulatory monitoring and engagement. By actively participating in the Legal and Compliance Community, MMI members can exchange ideas, share information, and discuss the latest regulatory developments. This collaborative approach keeps members up to date on important topics such as the Investment Adviser Rule, Marketing Rule, Fractional Share Principal Trade Relief Proposal, and other regulatory issues that may impact the industry.

One of the ways MMI members provide input and perspective on regulatory matters is through comment letters. These letters serve as a means for members to engage in dialogue with regulators, offering their insights, opinions, and concerns on proposed regulations. This allows MMI to contribute to the regulatory process ensuring that the interests of its members are considered.

By leveraging the collective expertise and insights of its members, MMI is well-equipped to address the challenges and opportunities that arise from regulatory changes.