Money Management Institute Announces Finalists for 2019 MMI/Barron’s Industry Awards

Thursday, September 19, 2019

NEW YORK, NY, September 19, 2019 – The Money Management Institute (MMI) today announced the finalists for the 2019 MMI/Barron’s Industry Awards, which recognize innovation and leadership in the investment advisory solutions industry. 

“Now in their eleventh year, these annual awards celebrate outstanding achievement by honoring firms that have delivered groundbreaking investment advisory solutions and programs for financial advisors and investors over the past year,” said Craig Pfeiffer, MMI President and CEO. “We are pleased to team with Barron’s, one of the world’s most respected financial publications, to recognize the innovative work being done across our industry.”

Sterling Shea,‎ Global Head of Wealth & Asset Management at Dow Jones, the publisher of Barron's, added, “At a time when investors are increasingly searching for professional investment guidance to help them meet their financial goals, these awards acknowledge firms that are supporting financial advisors and their clients with state-of-the-art investment solutions, addressing critical industry issues, and giving back to the communities they serve.”

Winners in the following eleven categories will be announced during the 2019 MMI/Barron’s Industry Awards Dinner on Tuesday, October 15 at the 2019 MMI Annual Conference in Atlanta.

Digital Innovation: Honoring a new technological innovation (or specific enhancement to an existing platform or tool) that enhances the investor or advisor experience with advisory solutions

AllianceBernstein – Abbie Virtual Assistant
BlackRock – Envestnet/BlackRock Integration
Envestnet Analytics – Envestnet Analytics/LifeYield Opportunity Advantage
HighTower – HighTower Clear
Morgan Stanley – Morgan Stanley Portfolio Risk Platforms
YCharts –                             

“Doing Good”: Honoring programs that support a deserving cause or give back to the communities we serve

American Century Investments – Prosper with a Purpose
Lord Abbett – Lord Abbett Maternity Wing at Jersey City Medical Center
UBS – Support of San Diego Trafficking Prevention Collective

Inclusion: Honoring efforts to promote inclusion and enhance workplace diversity in the investment advisory solutions industry

Bank of America Merrill Lynch – Investment Solutions Group Diversity & Inclusion Council
Capital Group/American Funds – Roundtable Conversations on Diversity & Inclusion
Edward Jones – Inclusion & Diversity Mentoring Program

Sustainable Investing: Honoring programs that support awareness and adoption of sustainable and ESG investing

Bank of America Merrill Lynch – Sustainable and Impact Investing Initiative
Morgan Stanley – Morgan Stanley Impact Quotient
PIMCO – PIMCO ESG Investing Platform
The Investment Integration Project (TIIP) – Fundamentals of Sustainable Investment: A guide for financial advisors

Distribution Excellence: Honoring firms that provide exemplary and innovative advisor sales support both in the field and from the home office

Capital Group/American Funds – Distribution Excellence
Clark Capital Management Group – Clark Capital Distribution Team
J.P. Morgan Asset Management – Data Driven Coverage & Advisor Resource Team  

Thought Leadership/Education: Honoring new programs, research, educational campaigns, or content that meaningfully advance industry knowledge and understanding of topics key to the future of advisory solution

Clearbridge Investments, a Legg Mason Company – Anatomy of a Recession Program
Envestnet – Envestnet Institute
Russell Investments – 2019 Value of an Advisor Survey

Disruption: Honoring a groundbreaking new product, technology, or process that will fundamentally alter the future delivery of advisory solutions

Capital Group/American Funds – North American Distribution Intelligence Augmentation
Envestnet – Envestnet MoneyGuide’s MyBlocks
Just Invest LLC – Just Invest Direct Indexing

Sponsor Platform of the Year: Honoring a sponsor platform that exemplifies innovation in delivering better outcomes for investors and financial advisors

Bank of America Merrill Lynch – Merrill Lynch One – Investment Advisory
LPL Financial – Model Wealth Portfolios
Morgan Stanley – Modern Advice Platform

Asset Manager of the Year (AUM of $25 billion of less): Honoring a smaller asset manager that exemplifies innovation in delivering better outcomes for investors and financial advisors

Calvert Impact Capital – Community Investment Note
Clark Capital Management Group – Navigator Investment Solutions
Horizon Investments – Goals-Based Investment Management Solutions
Just Invest LLC – Just Invest Direct Investing

Asset Manager of the Year (AUM of more than $25 billion): Honoring a larger asset manager that exemplifies innovation in delivering better outcomes for investors and financial advisors

American Century Investments – Avantis Investors
Eaton Vance – Investment and Wealth Management
John Hancock Investment Management – John Hancock Investment Management

Solutions Provider of the Year: Honoring a solutions provider (technology or service provider) that exemplifies innovation in delivering better outcomes for investors and financial advisors

eMoney Advisor, LLC – Foundational Planning
Fiserv – Unified Wealth Platform
LifeYield – LifeYield Income Advantage
Orion Advisor Tech – Orion Advisor Technology

Nominations for the 2019 MMI/Barron’s Industry Awards were submitted in an open nomination process, and finalists were selected by a special review committee representing all segments of MMI’s membership. MMI member firms will vote to determine the winners in each category.

Proceeds from the 2019 MMI/Barron’s Industry Awards Dinner will benefit MMI’s Gateway to Leadership Foundation, a 501(c)(3) organization that fosters career awareness and workforce readiness for aspiring minority students who may not have a natural path to a career in the financial services industry. 

About Money Management Institute (MMI): Established in 1997, the Money Management Institute (MMI) is the industry association representing financial services firms that provide financial advice and investment advisory solutions to investors. Through conferences, educational resources, and thought leadership, MMI facilitates peer-to-peer connections, fosters industry knowledge and professionalism, and supports the development of the next generation of industry leadership. MMI member firms are dedicated to helping individual and institutional investors, at every level of assets, plan for and fulfill their financial goals. For more information, visit

About Barron’s: Barron’s ( is America’s premier financial magazine, known for its market-moving stories. Published by Dow Jones since 1921, it reaches an influential audience of professional fund managers, financial advisors, affluent individual investors, financial-services professionals and senior corporate executives. With new content available every business day in digital form and every week in print, Barron’s provides readers with an intelligible recap of recent market action coupled with insights on what’s likely to happen in the market in the days and weeks to come. In addition, its annual series of exclusive conferences for financial advisors and investors is dedicated to identifying, enhancing and expanding best practices in investing. As a result of these initiatives, Barron’s is the trusted financial-publishing brand that people active in the market turn to for information, ideas and insights they can use to increase their professional success and enhance their personal, financial well-being.

Joan Lensing, 
Money Management Institute,, (646) 868-8518
Matthew Conroy, Peppercomm,, (212) 931-6133