October 14-16, 2019 | Atlanta
Hyatt Regency Atlanta
Conference Co-Chairs:
Elise Duncan, Head of Leveraged Sales, BlackRock
Tony Rochte, Head of Fidelity Institutional Investment and Technology Solutions, Fidelity Investments
Replay | MMI NetMeeting
Asset management distribution organizations now face off against intermediary buyers – whether they be broker-dealer investment research teams, independent consultants, or individual advisory practices – with the sophistication of large institutional asset owners. As the investment process in the intermediary marketplace becomes more “institutionalized,” asset managers must adapt their retail distribution model and practices to survive and thrive.
October 1, 2019 | NYC
Allianz Life Financial Services
45th Floor, Park Conference Room
1633 Broadway
New York, NY 10019
September 12, 2019 | Philadelphia
FS Investments
201 Rouse Blvd
Philadelphia, PA 19112
Seminar Co-Chair:
Lanya Peng, CFA, Director, Program Development and Management, AssetMark
Join us on September 12 in Philadelphia for this year's Leadership Pathway Seminar, hosted by FS Investments.
August 15, 2019 | NYC
Broadridge
1 Park Ave
New York, NY 10016
MMI is sponsoring a complimentary executive roundtable on August 15 to help MMI members and other industry participants navigate the SEC's "Constructive Delivery" of Mutual Fund Prospectuses No-Action Letter. This event will be hosted by Broadridge Financial Solutions in their offices at 1 Park Avenue. This meeting will provide:
June 19, 2019 | NYC
Morgan, Lewis & Bockius
101 Park Avenue, 39th Floor
New York, NY 10178
Co-Chairs:
Susan Boccardi, Executive Director, JP Morgan
Lisa Francomano, Executive Director, CCO Advisory Business, UBS Financial Services
June 13, 2019 | NetMeeting
On June 5, 2019, the SEC voted to adopt its long-awaited Regulation Best Interest rule package governing retail advice. The new standards of conduct include the adoption of Reg BI and Form CRS, as well other other guidance regarding fiduciary duty.
June 3, 2019 | New York City
Harvard Club of New York City
35 West 44th Street
New York, NY 10036
Forum Co-Chairs:
Jeremy Beal, Managing Director, Head of Alternative Investments, Morgan Stanley Wealth Management
Paul Weisenfeld, Director, National Accounts and Alternative Investments, Legg Mason
Replay | MMI NetMeeting
1177 Avenue of the Americas
7th Floor
New York, NY 10036
PH: (646) 868-8500 | Fax: (646) 619-4074
