Past Events

Aug
15
2019

August 15, 2019 | NYC
Broadridge

1 Park Ave
New York, NY 10016


MMI is sponsoring a complimentary executive roundtable on August 15 to help MMI members and other industry participants navigate the SEC's "Constructive Delivery" of Mutual Fund Prospectuses No-Action Letter. This event will be hosted by Broadridge Financial Solutions in their offices at 1 Park Avenue. This meeting will provide:

Legal/Regulatory Affairs

Jun
19
2019

June 19, 2019 | NYC
Morgan, Lewis & Bockius

101 Park Avenue, 39th Floor
New York, NY 10178

Co-Chairs:
Susan Boccardi,
Executive Director, JP Morgan
Lisa Francomano, Executive Director, CCO Advisory Business, UBS Financial Services

Legal/Regulatory Affairs

Jun
13
2019

June 13, 2019 | NetMeeting

On June 5, 2019, the SEC voted to adopt its long-awaited Regulation Best Interest rule package governing retail advice. The new standards of conduct include the adoption of Reg BI and Form CRS, as well other other guidance regarding fiduciary duty.

Net Meetings

Jun
3
2019

June 3, 2019 | New York City
Harvard Club of New York City

35 West 44th Street
New York, NY 10036

Forum Co-Chairs:
Jeremy Beal,
 Managing Director, Head of Alternative Investments, Morgan Stanley Wealth Management
Paul Weisenfeld, Director, National Accounts and Alternative Investments, Legg Mason

Alternative Investments

May
23
2019

May
22
2019

May 22, 2019 | New York City
The Yale Club of New York City

50 Vanderbilt Ave
New York, NY 10017

Forum Co-Chairs:
Darryl Keeton,
Head of Distribution, Homestead Funds
Robert Tynes, Senior Vice President, Confluence Investment Management

Education

Apr
24
2019

April 24, 2019 | Chicago
Nuveen Offices

333 W. Wacker Drive
Chicago, IL 60606

Sold Out

As a wholesaler, do you sometimes feel like you’re riding an emotional roller coaster? Would you like to regain control and run your territory more like a business?

Distribution Leadership

Apr
22 - 23
2019

April 22-23, 2019 | Chicago
Morningstar Headquarters

22 W. Washington Street, 7th Floor
Chicago, IL 60602

How to Win in Distribution

Symposium Co-Chairs:
Karen Lutomski,
 Managing Director, Advisor Consultant, Private Wealth Advisory, Nuveen
Anne Steer, Head of Distribution, Congress Asset Management

Distribution Leadership

Mar
28 - 29
2019

Invitation Only
March 28-29, 2019 | Miami
Mandarin Oriental

Sold Out

Co-Chairs:
Noreen Beaman,
Chief Executive Officer, Brinker Capital
Troy Thornton, Managing Director, Head of U.S. Retail Distribution, Goldman Sachs


Event Recap:

Sales & Marketing Leadership Summit

Feb
27
2019

Replay | NetMeeting

A shift is under way in the advisory industry, moving from discrete products, accounts, and technology tools to integrated household-level solutions. To examine this new trajectory in the delivery of financial advice, MMI has released a new research report, Modern Wealth: The Roadmap to Improved Investor and Advisor Outcomes.

Net Meetings