A Busy Year for MMI’s Legal & Compliance Committee

As 2015 winds down, MMI acknowledges the hard work and tremendous effort put forth by MMI’s Legal & Compliance Committee this year. The Committee, which has grown by more than 50% from 58 to 88 members since January, has worked diligently to stay on top of the industry’s ever-evolving regulatory scene.

Together, the Committee members drafted and submitted five comprehensive comment letters to industry regulators including the FSB, FSOC, DOL, SEC, and FinCEN representing MMI’s position on a range of regulatory proposals. In addition to the comment letters, the Committee met regularly to discuss current events including OCIE examinations, new regulatory concerns, cybersecurity, and much more. Most notably, a community of like-committed professionals aligned to share ideas and collaborate towards thoughtful positions.

Please download the Committee's Year in Review here (PDF).

If your firm is not represented on the Committee, please email Sarah Reinhart (sreinhart@mminst.org) about adding a colleague from your firm.