June 19, 2019 | NYC
Morgan, Lewis & Bockius
101 Park Avenue, 39th Floor
New York, NY 10178
Co-Chairs:
Susan Boccardi, Executive Director, JP Morgan
Lisa Francomano, Executive Director, CCO Advisory Business, UBS Financial Services
June 13, 2019 | NetMeeting
On June 5, 2019, the SEC voted to adopt its long-awaited Regulation Best Interest rule package governing retail advice. The new standards of conduct include the adoption of Reg BI and Form CRS, as well other other guidance regarding fiduciary duty.
June 3, 2019 | New York City
Harvard Club of New York City
35 West 44th Street
New York, NY 10036
Forum Co-Chairs:
Jeremy Beal, Managing Director, Head of Alternative Investments, Morgan Stanley Wealth Management
Paul Weisenfeld, Director, National Accounts and Alternative Investments, Legg Mason
May 23, 2019 | MMI NetMeeting
May 22, 2019 | New York City
The Yale Club of New York City
50 Vanderbilt Ave
New York, NY 10017
Forum Co-Chairs:
Darryl Keeton, Head of Distribution, Homestead Funds
Robert Tynes, Senior Vice President, Confluence Investment Management
April 24, 2019 | Chicago
Nuveen Offices
333 W. Wacker Drive
Chicago, IL 60606
Sold Out
As a wholesaler, do you sometimes feel like you’re riding an emotional roller coaster? Would you like to regain control and run your territory more like a business?
April 22-23, 2019 | Chicago
Morningstar Headquarters
22 W. Washington Street, 7th Floor
Chicago, IL 60602
How to Win in Distribution
Symposium Co-Chairs:
Karen Lutomski, Managing Director, Advisor Consultant, Private Wealth Advisory, Nuveen
Anne Steer, Head of Distribution, Congress Asset Management
Invitation Only
March 28-29, 2019 | Miami
Mandarin Oriental
Sold Out
Co-Chairs:
Noreen Beaman, Chief Executive Officer, Brinker Capital
Troy Thornton, Managing Director, Head of U.S. Retail Distribution, Goldman Sachs
Event Recap:
Replay | NetMeeting
A shift is under way in the advisory industry, moving from discrete products, accounts, and technology tools to integrated household-level solutions. To examine this new trajectory in the delivery of financial advice, MMI has released a new research report, Modern Wealth: The Roadmap to Improved Investor and Advisor Outcomes.
January 17, 2019 | Sorenson Impact Center
Garff Building
1731 E. Campus Center Drive
Salt Lake City, UT 84112
While philanthropy and investing have long been thought of as separate disciplines – one championing social change, the other financial gain – the rapidly growing business of impact investing changes that mindset. Impact investing is already having profound implications on the transfer of wealth currently under way.