October 1, 2019 | NYC
Allianz Life Financial Services
45th Floor, Park Conference Room
1633 Broadway
New York, NY 10019
Past Events
Oct
1
2019
Sep
18
2019
Sep
12
2019
September 12, 2019 | Philadelphia
FS Investments
201 Rouse Blvd
Philadelphia, PA 19112
Seminar Co-Chair:
Lanya Peng, CFA, Director, Program Development and Management, AssetMark
Join us on September 12 in Philadelphia for this year's Leadership Pathway Seminar, hosted by FS Investments.
Education
Aug
15
2019
August 15, 2019 | NYC
Broadridge
1 Park Ave
New York, NY 10016
MMI is sponsoring a complimentary executive roundtable on August 15 to help MMI members and other industry participants navigate the SEC's "Constructive Delivery" of Mutual Fund Prospectuses No-Action Letter. This event will be hosted by Broadridge Financial Solutions in their offices at 1 Park Avenue. This meeting will provide:
Legal/Regulatory Affairs
Jun
19
2019
June 19, 2019 | NYC
Morgan, Lewis & Bockius
101 Park Avenue, 39th Floor
New York, NY 10178
Co-Chairs:
Susan Boccardi, Executive Director, JP Morgan
Lisa Francomano, Executive Director, CCO Advisory Business, UBS Financial Services
Legal/Regulatory Affairs
Jun
13
2019
June 13, 2019 | NetMeeting
On June 5, 2019, the SEC voted to adopt its long-awaited Regulation Best Interest rule package governing retail advice. The new standards of conduct include the adoption of Reg BI and Form CRS, as well other other guidance regarding fiduciary duty.
Net Meetings
Jun
3
2019
June 3, 2019 | New York City
Harvard Club of New York City
35 West 44th Street
New York, NY 10036
Forum Co-Chairs:
Jeremy Beal, Managing Director, Head of Alternative Investments, Morgan Stanley Wealth Management
Paul Weisenfeld, Director, National Accounts and Alternative Investments, Legg Mason
Alternative Investments
May
23
2019
Replay | MMI NetMeeting
Net Meetings
May
22
2019
May 22, 2019 | New York City
The Yale Club of New York City
50 Vanderbilt Ave
New York, NY 10017
Forum Co-Chairs:
Darryl Keeton, Head of Distribution, Homestead Funds
Robert Tynes, Senior Vice President, Confluence Investment Management
Education
Apr
24
2019
April 24, 2019 | Chicago
Nuveen Offices
333 W. Wacker Drive
Chicago, IL 60606
Sold Out
As a wholesaler, do you sometimes feel like you’re riding an emotional roller coaster? Would you like to regain control and run your territory more like a business?
Distribution Leadership
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