As 2015 winds down, MMI acknowledges the hard work and tremendous effort put forth by MMI’s Legal & Compliance Committee this year. The Committee, which has grown by more than 50% from 58 to 88 members since January, has worked diligently to stay on top of the industry’s ever-evolving regulatory scene.
Together, the Committee members drafted and submitted five comprehensive comment letters to industry regulators including the FSB, FSOC, DOL, SEC, and FinCEN representing MMI’s position on a range of regulatory proposals. In addition to the comment letters, the Committee met regularly to discuss current events including OCIE examinations, new regulatory concerns, cybersecurity, and much more. Most notably, a community of like-committed professionals aligned to share ideas and collaborate towards thoughtful positions.
If your firm is not represented on the Committee, please email Sarah Reinhart (firstname.lastname@example.org) about adding a colleague from your firm.