MMI News & Information

The Money Management Institute news and updates blog

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September 16, 2015
MMI is pleased to announce that Hilary Fiorella has joined the organization in the newly created position of Senior Vice President and Chief Operating Officer. Reporting to Craig Pfeiffer, MMI’s President and CEO, Ms. Fiorella’s duties include...

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September 14, 2015
MMI is a proud sponsor of the Asset Manager Showcase hosted by Financial Advisor and Private Wealth on October 7-8 in Boston.    Jack Sharry, Chair of MMI's Goals-Based Wealth Management committee, will also be moderating a panel discussion on this...

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September 1, 2015
MMI’s Legal & Compliance Committee has been actively involved in commenting on proposals that have been released by both the Financial Stability Oversight Council (“FSOC”) in the United States and internationally by the Financial Stability Board...

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August 12, 2015
On May 20, 2015, the SEC issued a release proposing to expand Form ADV Part 1A to gather more detailed information about SMAs, as well as other aspects of an adviser’s business. The proposal would greatly impact the disclosure requirements...

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August 10, 2015
The Heydon Club, a 100-member social welfare organization dedicated to meeting community needs, donates $40,000 to charity each year, with the bulk of funds being generated annually by a major fundraiser. In 2001, the club created the Heydon...

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August 7, 2015
On Friday, August 7th, MMI President & CEO Craig Pfeiffer hosted our first MMI Town Hall NetMeeting.  This NetMeeting was the first in a series of MMI Town Hall meetings that will be open to all members – and is an example of how we are...

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August 3, 2015
We are pleased to announce an exciting new initiative – the MMI Leadership Pathway. The program is designed to recognize talented and motivated individuals in the next generation and engage them in MMI activities in which they will learn from...

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July 21, 2015
On April 14, 2015, the U.S. Department of Labor announced a re-proposed definition of the term “fiduciary” under the ERISA standards of fiduciary conduct and the prohibited transaction rules under ERISA and section 4975 of the Internal Revenue Code...

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June 24, 2015
MMI is pleased to introduce Advisory Solutions ViewPoint, an ongoing series of articles written by industry experts and influencers. ViewPoint underscores MMI’s commitment to deliver industry-leading thinking and strategies to help members address...

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June 18, 2015
A message to all MMI Members from Lorna Sabbia, Chairperson and Craig Pfeiffer, President & CEO We are pleased to announce the 2015 Secretary election and the appointment of the 2015 Executive Committee. During the Board meeting at the 2015...

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