The International Registry is a legal research project to provide analyses of foreign registration requirements for US based money managers. As managers receive more SMA accounts from foreign nationals, questions arise regarding their responsibilities to register with those foreign countries’ regulatory authorities. This report has been prepared as a convenient reference source, and does not contain information regarding all laws and regulations that may be relevant to doing business as an investment adviser. Because many areas of foreign law are fact-specific, this report is not a substitute for appropriate legal or tax advice with respect to all relevant laws and regulations. This report may not reflect recent changes in laws or rules. Please contact the Money Management Institute to learn of any updates to this report.
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