• Produce high-quality, timely RFP/questionnaire responses for new and existing institutional, SMA, wrap and sub-advisory accounts. Collaborate with subject matter experts to keep data current and accurate. Monitor, track and report on RFP activity and status.
• Complete third-party consultant databases on a monthly and quarterly basis
• Procure, organize and maintain firm and strategy data needed for RFP/questionnaire responses and consultant database updates.
• Work with compliance & GIPS verifier to ensure all materials adhere to all regulatory requirements
• Various ad hoc marketing projects including coordinating the production of a quarterly market commentary video.

Requirements:

• Minimum 5-7 years of work experience in similar role
• Strong attention to detail and organizational skills
• Ability to prioritize projects to meet deadlines
• Ability to work independently/self-starter
  • Strong critical thinking and problem-solving skills.
  • Strong quantitative skills
  • Excellent written and verbal communication skills
  • Intermediate/advanced level computer skills: Excel, Powerpoint, Word.
    • Understanding of investment concepts and asset management industry. Experience in SMA/Wrap/Retail products preferred.

• Undergraduate degree required.
• Hands-on user of Baseline, Zephyr, Satuit and other data sources preferred.
• CFA/CIMA candidates preferred.

Competitive salary and benefits offered. Please send resumes to: careers@ashfield.com

750 Battery St., Suite 600

San Francisco, CA 94111

phone: (415) 391-4747     fax: (415) 391-1234

Download the ical entry to automatically add the event to your calendar software

Please Email Resumes to hr@delreyglobal.com

HR Contact or Hiring Manager Contact – Gerald W. Wheeler, COO
Company Name – Del Rey Global Investors, LLC
Company Address – Los Angeles, California
Country -US
Date 6/2/10
Location of Job – Los Angeles, California

Summary – At the sold-out 2009 conference we heard from the industry’s legal and business leaders on critical topics such as due diligence, new products, ERISA, Risk, SEC exams and the ever popular manager/sponsor roundtable. This year’s legal/regulatory conference will convene on June 16 at the The Westin New York at Times Square. The agenda includes industry experts who will provide regulatory updates, new information on litigation and enforcement trends, SEC exams, errors and ERISA. Reserve your seat now for this highly-focused one-day event.

Summary

Agenda

• Responsible for the development and support of new and existing investment advisory programs that consider client and branch team needs in order to accelerate the firm’s evolution from products-based to solutions-based advice
• Responsible for advisory business support and coordination with vendors and internal departments regarding the integration of new advisory programs, solutions and systems as well as existing advisory platform operations and policies
• Responsible for the management and development of the Investment Advisory team
• Responsible for supporting the development of the firm’s advisory services in Canada
• Responsible for the supervisory review of Investment Advisory WSPs

Requirements

• Extensive experience in managing and developing investment advisory programs such as separate account, mutual fund advisory and unified managed account programs, in a broker/dealer environment.
• Series 7
• Series 66

Division: Client Solutions Group
Position Title: Director, Investment Advisory
Location: St. Louis, MO
Reference#: 325571


Contact: Anne Morales at anne.morales@edwardjones.com

MMI has a strong record of timely publications and we believe you will value the enclosed report as you and other MMI members lead our industry into a new year and new decade.