June 21, 2017 | Morgan Lewis, New York
Evan Charkes, Managing Director & Associate General Counsel, Global Wealth & Investment Management, Bank of America Merrill Lynch
Nina Shenker, Managing Director, JP Morgan
MMI’s one-day Legal & Compliance Seminar brings together senior business executives, chief compliance officers, and their legal counsel to discuss the most challenging issues facing the investment advisory solutions industry today.
This year’s event highlights such topics as navigating amid the lingering DOL rule uncertainty and trends in SEC examinations and enforcements. With important regulatory issues and changes taking place in 2017, the seminar is a must attend event. Space is limited to 75 seats and this conference sells out quickly each year.