The Money Management Institute » Legal/Regulatory Affairs Conference

MMI Legal and Regulatory Affairs Meeting

admin — Sun, 25 Apr 2010 00:51:43 +0000

Summary – At the sold-out 2009 conference we heard from the industry’s legal and business leaders on critical topics such as due diligence, new products, ERISA, Risk, SEC exams and the ever popular manager/sponsor roundtable. This year’s legal/regulatory conference will convene on June 16 at the The Westin New York at Times Square. The agenda includes industry experts who will provide regulatory updates, new information on litigation and enforcement trends, SEC exams, errors and ERISA. Reserve your seat now for this highly-focused one-day event.

Summary

Agenda

Legal & Regulatory Affairs Meeting

mmi — Thu, 14 May 2009 02:29:33 +0000

The Yale Club of New York City
June 17th, 2009
Registration Info and Agenda

Legal and Regulatory Affairs Conference 2007

mmi — Thu, 07 Jun 2007 07:38:24 +0000

Legal and Regulatory Affairs Conference for General Counsels and Chief Compliance Officers
Warwick Hotel
June 7, 2007
New York, NY

;/downloads/2007/08/legal_and_reg_june_7_agenda.pdf;Agenda;

2008 Legal and Regulatory Affairs Conference

mmi — Mon, 01 Jan 2007 20:34:53 +0000

When: June 17, 2008

Co-Chairs: Joyce Kramer, Daniel Moonay and Steve Stone

The Yale Club of New York City, Save the Date!

Rooms available at the Roosevelt Hotel, $319
888-833-3969

Agenda & Registration

Member Only Area

mmi — Thu, 16 Nov 2000 16:49:37 +0000

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