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Advisory Solutions
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Asset Manager : Private Equity Securities
Red Rocks Capital, LLC is an asset management firm specializing in listed private equity securities. As the first and largest domestic money manager to package listed private equity products, Red Rocks Capital offers today’s financial professionals access to institutional-quality private equity investments in a daily liquid, completely transparent ’40 act’ structure. Our strategy opens the door to an asset class typically reserved for only the wealthiest investors and institutions.
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Billing & Revenue Management
Bonaire have developed and implemented software solutions for the global investment community. Bonaire’s REVPORT™ 8.0 is the premier Revenue Management and Fee Billing suite for asset managers, wealth managers, broker/dealers, mutual funds, custodians, banks & trusts. Covering a broad range of organizational sizes, our blue-chip client base includes 11 of the world’s top-20 money managers.
Bonaire Software Solutions, LLC Products
REVPORT™: Multi-currency/ lingual, Custom Rule Generator, Commissions, Revenue modeling and forecasting analytics,
PAYPORT: Receivables and collections with payment matching, EXPENSEPORT – Fund expense budgeting & payments management, EMPOWER BI – Management Information, Reporting, dashboards and graphical visualization.
Redi2 Technologies is a premier provider of fee billing solutions to the global financial services industry, including institutional asset management, managed accounts, private wealth, mutual funds, custody and alternative investment firms as well as third party outsource providers. Redi2 Revenue Manager™ and our other powerful add-on applications help users streamline operations, improve cash flow, reduce costs, enhance client service and facilitate compliance.
Leading firms such as Newton, BNY Mellon, Principal Financial and JP Morgan use Redi2’s award-winning solutions to enhance management of the fee billing process, including multi-currency fee and accrual calculations, invoice/advice generation, reconciliations, adjustments and reversals.
Redi2’s open APIs and support for industry-standard relational databases and operating systems ease integration with third party solutions, including accounting, performance measurement and CRM solutions. In addition, our solutions feature standards-based security controls and historical audit trails; and can be deployed in-house or via our software as a service (SaaS) delivery model.
AdvantageFee from Fiserv – Streamlining and Automating Client Billing and Revenue Management Processes. In the simplest terms, revenue management issues are caused by under-billing, over-billing or not billing at all. The challenge is to implement a solution that minimizes all three possibilities.
Our fee billing solution delivers return on investment, positive cash flow and improved revenue management for financial services organizations. Ensuring both regulatory compliance and high levels of control, it is well placed to meet the needs of an increasingly complex global industry and its growing base of clients.
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Consultant
Peridrome Corporation
Peridrome Corporation offers a flexible software platform and suite of products designed to streamline communications, increase capacity, and reduce errors in servicing managed account clients?including the first off-the-shelf solution implementing standards-based message communication . At Peridrome, leading investment managers, sponsors and service providers will find total solutions for efficient straight-through processing and improved service quality. Visit www.peridrome.com.
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Data Provider & Analytics
eVestment Alliance (eVestment) is the global investment industry?s premier institutional database and technology solutions provider. eVestment?s broad institutional data coverage enables in-depth manager research and due diligence, competitive intelligence, peer group analysis and insight into asset movements and trends. Solutions include eVestment Analytics, eVestment Exchange, Data Feeds and Asset Flows. eVestment is fortunate to work with the leading investment consultants, pension funds and asset managers globally.
Informa Investment Solutions is a leading solutions provider and strategic partner to premier financial services firms. For more than 30 years, our unique ability to create quality, customized products – along with our unrivaled capacity to supply valuable data and support services – has made us a consistent market leader throughout the investment community.
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Data & Due Diligence
Prima Capital is a leading provider of due diligence, investment research, multi-manager portfolios, and asset allocation modeling. Covering everything from managed account strategies (UMA and SMA), mutual funds, ETFs, and alternatives, Prima delivers conflict-free information through the PrimaGuide® research application and the Prima AllocationGuideTM proposal system. For more information, visit www.primacapital.com.
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Education
Howling Wolf Enterprises
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Financial Planning Solutions
Fiserv is acutely aware of the change in game that is now underway for investment professionals on the front line advising clients. Investors struggling to regain confidence now expect better insight into their entire household financial picture, with frequent plan refreshing and greater transparency in reporting.
Financial Advice Solutions is a best-in-class technology suite designed to support and collaborate with both colleagues and clients by offering financial relationship management, investment analytics, portfolio construction and asset allocation, proposal generation, financial and estate planning, retirement income product sales, and needs analysis.
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Investment Consulting
Evaluation Associates (EAI) is a full service investment consulting firm headquartered in Norwalk, CT. Founded in 1976, our stability provides us with the perspective and experience that makes us a leader in our industry. We provide a wide array of research, education, and advisory services to over 115 institutional investors, with over $250 billion in assets under advisement. Our clients include corporate and public retirement funds, foundations, endowments, hospitals, and financial intermediaries.
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Media
SourceMedia
FundFire
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Outsourcer
CITI
Citi’s Investor Services provides institutions worldwide with an unparalleled portfolio of offerings that enable them to grow, reduce cost and mitigate risk. With over $12 trillion of assets under custody and the industry’s largest proprietary network, clients can also leverage Citi’s strength in capital markets to extract value across the entire investment value chain. Citi’s solutions like OpenWealthSM and OpenSMASM developed from an asset manager’s perspective — deliver bottom-line benefits that support clients’ profitable growth.
We offer the industry’s premier outsourced managed account service, integrating best- in-class services across portfolio manufacturing, trading, accounting, and back-office functions into a single coordinated and auditable system.
SEI has developed a fully-integrated operating environment for SMA managers that combines industry-proven technology, best-of-class document management and workflow tools, and the expertise of experienced industry veterans. Our outsourcing solution helps you meet the operating demands of competing in today’s SMA industry. Our services enable you to:
*Create a scalable operating environment that can lead to reduced operating costs, which may help increase profitability. *Participate in a greater number of SMA programs without losing efficiency. *Control risk and manage all information related to your business. *Increase understanding and transparency over your SMA operations.
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Outsourcer – Portfolio Accounting
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Outsourcer : Account Administration
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Performance & Reporting Solutions
Now more than ever it’s critical that you stay current and in compliance with today’s constant market, client and regulatory changes with Fiserv’s performance measurement solutions. For over 25 years our performance measurement solutions have been delivering superior functionality, flexibility and scalability to meet the evolving demands of the investment industry. The performance measurement solution is highly functional and able to provide high-end performance calculations including attribution, risk, GIPS statistics, money-weighted and time-weighted performance utilizing the Modified Dietz and daily exact valuation formulas.
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Portfolio Accounting Platform Provider
SS&C is a leader in the delivery of investment and financial management software and related services focused exclusively on the global financial services industry. Founded in 1986, SS&C has its headquarters in Windsor, Connecticut and offices around the world. 5,000 financial services organizations, from the world’s largest to local financial services organizations, manage and account for their investments using SS&C’s products and services. These clients in the aggregate manage over $16 trillion in assets. Additional information about SS&C (NASDAQ: SSNC) is available at (www.ssctech.com).
Vestmark provides a comprehensive, modular, real-time platform for Sponsors, Investment Managers, and TAMPs to support their fee-based advisory, non-discretionary, and commission based accounts. Vestmark combines the reconciliation, account operations, portfolio management, rebalancing and trading functions into an integrated workflow to dramatically improve operational and trading efficiency, reduce compliance risk, and reduce operational errors.
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Portfolio Management and Trading Solutions
Designed to optimize efficiency and reduce operating expenses, Portfolio Management and Trading Solutions from Fiserv support institutional and managed-account product needs for domestic and global investments.
A fully integrated enterprise solution with unparalleled network across the industry, Fiserv technology is built to meet the specialized investment needs of your managed account business.
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Post Trade Transaction Processing
TradeFlow from Fiserv – Managing Your Entire Trade Processing Operation: Profitability, performance and scalability are key business drivers facing the securities industry worldwide. As trading volumes increase and the range and complexity of asset classes being traded expands, organizations need solutions that help them grow their business while containing operational costs. Our solution enables clients to manage the entire post-trade process from trade capture to settlement confirmation.
Omgeo creates certainty in post-trade operations through the automation and timely confirmation of the economic details of trades executed between investment managers and broker dealers. Everyday Omgeo enables an efficient community of more than 6,000 financial services clients in 46 countries. Omgeo has also extended its trade lifecycle coverage to include counterparty risk management. Formed in 2001, Omgeo is jointly owned by the DTCC and Thomson Reuters.
For more information about Omgeo, please visit www.omgeo.com.
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Technology Solutions
When solving a problem, you want a team that brings experience to the table. eBusinessware solutions enable you to get there first instead of starting from scratch – increasing return on investment and lowering project risk.
eBusinessware innovates business through technology, so each platform stands apart from the competition. By leveraging industry expertise and configurable architecture models, your clients receive a personalized experience.
eBusinessware is a leader in wealth management committed to growth through leadership.
Vestmark provides a comprehensive, modular, real-time platform for Sponsors, Investment Managers, and TAMPs to support their fee-based advisory, non-discretionary, and commission based accounts. Vestmark combines the reconciliation, account operations, portfolio management, rebalancing and trading functions into an integrated workflow to dramatically improve operational and trading efficiency, reduce compliance risk, and reduce operational errors.
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Turnkey Asset Management Platform
With offices in New York and Sacramento, FolioDynamix is changing the way sponsors, managers and advisors conduct business, efficiently and productively, in wealth management. FolioDynamix offers the only seamless, scalable singular solution for any fee-based product across the entire lifecycle of the account. With daily oversight of more than 5 million accounts, FolioDynamix is recognized as the industry’s leader for wealth servicing innovation, platform technology modernization, as well as the singular provider of true end-to-end sponsor platform enablement.
Pershing Managed Account Solutions provides introducing broker-dealer firms, investment professionals and independent registered investment advisors with access to a comprehensive suite of managed account solutions and services. It encompasses all of the fee-based advisory services available through the Pershing platform, including Lockwood?s turnkey and customized managed account offerings and industry-leading solutions from third-parties via Pershing’s Managed Account Network and Managed Account Direct platforms.
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Wealth Management Platforms
Fiserv
Celebrating 25 years of partnership and service to the financial services industry, Investment Services from Fiserv is the leader in portfolio management technology solutions as well as core software solutions including trade automation, fee billing, and corporation actions processing. Fiserv, Inc. is Ranked No. 1 on the FinTech 100 survey of top technology partners to the financial services industry. An innovator of solutions to the financial services industry, Fiserv provides a holistic, scalable and flexible approach to helping our clients meet their goals. Fiserv is also the leader in the managed accounts marketplace with over 3.2 million accounts on our APL portfolio accounting platform. To learn more about why Investment Services from Fiserv is the partner of choice for U.S. and global investment firms, banks, credit unions and thrifts of all sizes visit us at www.investmentservices.fiserv.com.
