MMI 2012 Annual Compliance
and Legal Seminar
Tuesday, June 12th
New York Athletic Club
180 Central Park South
New York, NY
Lisa Detwiler, Managing Counsel at Lockwood, Pershing Managed Account Solutions
Steve Stone, Partner, Morgan Lewis & Bockius LLP
Compliance and legal issues are center-stage challenges for all securities firms from both an operational and a budgetary perspective. Mark your calendar and make plans to join us for an informative conference focused on the legal and regulatory issues compliance officers and their counsel are most concerned about. Learn about the likely impact of the Dodd–Frank Wall Street Reform and Consumer Protection Act, the changes being brought about by the accelerating introduction of alternative investments and other new products, and emerging broad policy developments.
This important one-day meeting is designed for senior business executives, chief compliance officers and their legal counsel. Industry experts will examine key business issues, including compliance, marketing, due diligence, and best practices implemented at manager and sponsor firms.
If you want to stay ahead of the ever changing compliance, legal and regulatory issues in the advisory solutions industry, this is one event you can’t afford to miss